Compliance ManagerReports to: Director Legal & Compliance
Role: Coordinate, monitor and evaluate the regulatory compliance of licensed entities and issuers to the CMA laws and other relevant legislation and standards.
Key Result Areas:
Review licensee applications, prospectus and information memorandums and make recommendations.
Oversee preparation of compliance plans, coordination, supervision and inspections.
Review compliance reports and prepare reports on recommended enforcement action.
Review investigation plans and analyze investigation reports, financial and other performance reports of market intermediaries and listed companies.
Manage and supervise the team of staff in the division for superior performance.
Provide technical expertise in review of CMA legislation and regulations.
Ensure that all relevant reports including semi-annual and annual reports, are submitted in accordance with the requirements.
Experience: At least 4 years in compliance, auditing and investigations work in a reputable organisation.
Age: Not above 40 years of age
Requirements for All Positions Bachelor's degree with full professional accountancy qualification such as ACCA or CPA A Masters degree in a relevant field and basic legal qualifications will be added advantage. Experience in compliance, auditing and investigations work in a reputable organisation. Experience in corporate risk management or with a Stock Broking, Fund Management Organisation or the Financial Services Industry will be an added advantage. Have good presentation, report writing and communication skills Have high level of integrity and professionalism Result & team oriented Ability to work under tight deadlines with minimum supervision Managerial & interpersonal skills Research, analytical and investigative skills
Experience: 4 years
How to apply:
More details of the roles, key results areas and requirements are available on www.futureoptionsug.com (Hot Jobs Section) LAST DATE FOR RECEIPT OF APPLICATIONS: 04th March 2013 Only shortlisted candidates will be contacted. Interested candidates should send application and detailed CV by email to: firstname.lastname@example.org by post/courier to the address below:
The Director, Executive Recruitments, Future Options Consulting Ltd, 4th Floor, Diamond Trust Building, Kampala Road, P.O. Box:34934, Kampala, Uganda. Phone: 031-2265028/9, 0414-231204/206, Email: email@example.com Website:www.futureoptionsug.com