COMPLIANCE OFFICER
Reports to: Senior Compliance OfficerRole: Monitor and evaluate regulatory compliance of licensed entities and issuers to CMA laws and other relevant legislation and standards.
Key Result Areas:
Monitor regulatory compliance of licensed entities and issuers on an ongoing basis.
Carry out inspections of licensed persons and investigate licensee breaches in line with CMA laws and regulations.
Analyse new license and renewal applications and prospectuses and financial information.
Organize stakeholder engagement seminars and workshops.
Prepare all compliance reports as required.
Requirement:
Experience: At least 2 years in compliance, auditing and investigations work in a reputable organisation.
Age: Not above 30 years of age
Requirements for All Positions Bachelor's degree with full professional accountancy qualification such as ACCA or CPA A Masters degree in a relevant field and basic legal qualifications will be added advantage. Experience in compliance, auditing and investigations work in a reputable organisation. Experience in corporate risk management or with a Stock Broking, Fund Management Organisation or the Financial Services Industry will be an added advantage. Have good presentation, report writing and communication skills Have high level of integrity and professionalism Result & team oriented Ability to work under tight deadlines with minimum supervision Managerial & interpersonal skills Research, analytical and investigative skills
Experience: 2 Years
How to apply:
More details of the roles, key results areas and requirements are available on www.futureoptionsug.com (Hot Jobs Section) LAST DATE FOR RECEIPT OF APPLICATIONS: 04th March 2013 Only shortlisted candidates will be contacted. Interested candidates should send application and detailed CV by email to: cv@futureoptionsug.comor by post/courier to the address below:
The Director, Executive Recruitments, Future Options Consulting Ltd, 4th Floor, Diamond Trust Building, Kampala Road, P.O. Box:34934, Kampala, Uganda. Phone: 031-2265028/9, 0414-231204/206, Email: info@futureoptionsug.com Website:www.futureoptionsug.com
