SENIOR COMPLIANCE OFFICER
Reports to: Compliance ManagerRole: Ensure regulatory compliance of licensed entities and issuers to CMA laws and other relevant legislation and standards.
Key Result Areas:
Participate in development and implementation of regulations and procedures.
Prepare compliance plans, coordinate, supervise and carry out inspections.
Prepare and analyze compliance reports on market intermediaries and listed companies.
Review prospectus, information memoranda and applications for new license and renewal.
Prepare investigation plans and analyze investigation reports.
Ensure that all compliance reports, including semi-annual and annual reports, are prepared accurately and in a timely manner.
Requirement:
Experience: At least 3 years experience in compliance, auditing and investigations work in a reputable organisation.
Age: Not above 35 years of age
Experience: 3 years
How to apply:
More details of the roles, key results areas and requirements are available on www.futureoptionsug.com (Hot Jobs Section) LAST DATE FOR RECEIPT OF APPLICATIONS: 04th March 2013 Only shortlisted candidates will be contacted. Interested candidates should send application and detailed CV by email to: cv@futureoptionsug.comor by post/courier to the address below:
The Director, Executive Recruitments, Future Options Consulting Ltd, 4th Floor, Diamond Trust Building, Kampala Road, P.O. Box:34934, Kampala, Uganda. Phone: 031-2265028/9, 0414-231204/206, Email: info@futureoptionsug.com Website:www.futureoptionsug.com
